LPLA - CIK 0001397911
LPL Financial Holdings Inc. has filed 1,733 documents with the SEC between 2007 and 2026. The most frequent type is insider trade (1,109 filings), alongside the regular cadence of annual reports, quarterly reports, and event disclosures every public company must make. Use the filters to focus on one filing type, or flip the sort to trace the company's history from its earliest paperwork.
Data parsed from SEC EDGAR XBRL filings. See the full market cap rankings.
| Filing | Type | Filed | Period covered |
|---|---|---|---|
| Quarterly report | 10-Q | 2013-04-25 | 2013-03-31 |
| Major company event | 8-K | 2013-04-25 | 2013-04-25 |
| Insider trade | 4 | 2013-04-12 | 2013-04-10 |
| Proxy statement | DEF 14A | 2013-03-27 | 2013-05-08 |
| SEC correspondence | UPLOAD | 2013-03-22 | - |
| Company correspondence | CORRESP | 2013-03-21 | - |
| SEC correspondence | UPLOAD | 2013-03-20 | - |
| PRE 14A | - | 2013-03-15 | 2013-05-08 |
| CT ORDER | - | 2013-03-08 | - |
| Major company event | 8-K | 2013-03-01 | 2013-03-01 |
| Major company event | 8-K | 2013-02-28 | 2013-02-28 |
| Insider trade | 4 | 2013-02-28 | 2013-02-27 |
| Insider trade | 4 | 2013-02-27 | 2013-02-25 |
| Insider trade | 4 | 2013-02-27 | 2013-02-25 |
| Insider trade | 4 | 2013-02-27 | 2013-02-25 |
| Insider trade | 4 | 2013-02-27 | 2013-02-25 |
| Insider trade | 4 | 2013-02-27 | 2013-02-25 |
| Annual report | 10-K | 2013-02-26 | 2012-12-31 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| New insider ownership | 3 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-26 | 2013-02-22 |
| Insider trade | 4 | 2013-02-21 | 2013-02-19 |
| Insider trade | 4 | 2013-02-19 | 2013-02-15 |
| Passive ownership stake | SC 13G | 2013-02-14 | - |
| Passive ownership stake (update) | SC 13G/A | 2013-02-14 | - |
| Annual insider summary | 5 | 2013-02-13 | 2012-12-31 |
| Insider trade | 4 | 2013-02-13 | 2013-02-11 |
| Passive ownership stake (update) | SC 13G/A | 2013-02-11 | - |
| SEC correspondence | UPLOAD | 2013-02-08 | - |
| Major company event | 8-K | 2013-02-06 | 2013-02-05 |